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EARLY CIVILIZATIONS OF THE OLD WORLD (CHAPTER 1 PART 2-3)


THE LANDS OF THE BIBLE ( = NEAR EAST)

Given the importance of the Bible to European cultures, it is then not surprising that the first permanent body anywhere for archaeological research was the Palestine Excavation Fund. The PEF was established in London in 1865 with the full support of the establishment by the amazingly multi-faceted George Grove (1820–1900): civil engineer, musicologist (he launched the Dictionary of Music and Musicians that still bears his name) and, of course, biblical scholar. The inaugural meeting was presided over by the Archbishop of York, who declared that: ‘This country of Palestine belongs to you and me, it is essentially ours…. It is the land to which we may look with as true a patriotism as we do this dear old England, which we love so much.’ Not surprisingly, the PEF is still very much in existence, with Her Majesty the Queen as its patron and the Archbishop of Canterbury as President. Grove made sure that Austen Henry Layard was present and spoke at the inaugural meeting. This was because Layard was famous in public life and for his campaigns in Mesopotamia at Nimrud and Nineveh on the Tigris, between 1845 and 1851. Now the presence of Layard tells us two important things: first, that the whole of the Near East, from Egypt to Mesopotamia, was necessarily included in the scope of biblical archaeology, and not merely Palestine itself; and second, that research and excavation beyond Europe in this period were not necessarily or even usually carried out by antiquarians and scholars, but by explorers whose cast of mind is best captured in Layard’s own words:

I had traversed Asia Minor and Syria, visiting the ancient seats of civilization, and the spots which religion has made holy. I now felt an irresistible desire to penetrate to the regions beyond the Euphrates, to which history and tradition point as the birthplace of the wisdom of the West. Most travellers, after a journey through the usually frequented parts of the East, have the same longing to cross the great river [Euphrates], and to explore those lands which are separated on the map from the confines of Syria by a vast blank stretching from Aleppo to the banks of the Tigris. A deep mystery hangs over Assyria, Babylonia and Chaldea. With these names are linked great nations and great cities dimly shadowed forth in history; mighty ruins, in the midst of deserts, defying, by their very desolation and lack of definite form, the description of the traveller; the remnants of mighty races still roving over the land; the fulfilling and fulfilment of prophesies; the plains to which the Jew and the gentile alike look as the cradle of their race. After a journey in Syria the thoughts naturally turn eastward; and without treading on the remains of Nineveh and Babylon our pilgrimage is incomplete.
(Layard 1867:2; my emphasis)

So note that Syria was quite well known, being an interior extension of the Levantine seaboard. Someone as early as Francesco Petrarcha (Petrarch), from whose lifetime (1304–74) the Renaissance is conventionally dated, wrote a guidebook to the Holy Land, the Itinerarium. The ‘unknown interior’, reaching through to Persia, began as relatively far west as Aleppo, about half-way between the Mediterranean and the Euphrates. Layard’s pilgrimage originally had nothing at all to do with archaeology, but started out merely as a romantic overland adventure to Ceylon where, after six years legal training in Britain, he had been offered a job in a relative’s law firm. Layard in fact made two such ‘pilgrimages’, described in two popular works— this one from which I have just quoted, namely: Nineveh and its Remains: 

A Narrative of an Expedition to Assyria During the Years 1845, 1846 and 1847 (1867); and Nineveh and Babylon: A Popular Narrative of a Second Expedition to Assyria, 1849–51 (1853) (this latter additionally containing ethnological accounts of Yezidis). Both were bestsellers and brilliantly capture the flavour of those times. If organizing to excavate abroad is difficult now, which it often is, imagine what it would have been like in the days of the backward and decaying Ottoman Empire, when travel was on foot or horseback and transport was by donkey. Further, it is important to realize just how little historically was known of the Near East before Layard started digging, even of periods that were fully historical in the sense that written texts had existed there for millennia. Writing in 1851, Layard gives us this summary of what was then known:
Although the names of Nineveh and Assyria have been familiar to us from childhood, and are connected with the earliest impressions we derive from the Bible, it is only when we ask ourselves what we really know concerning them that we discover our ignorance of all that relates to their history, and even to their geographical position. (Layard 1867, Introduction xix; my emphasis)
And he sets out what little was then known as:

A few fragments scattered amongst ancient authors, and a list of kings of more than doubtful authenticity, is all that remains of a history of Assyria by Ctesias; whilst of that attributed to Herodotus not a trace has been preserved. Of later writers who have touched on Assyrian history, Diodorus Siculus, a mere compiler, is the principle. In Eusebius, and the Armenian historians, such as Moses of Chorene, may be found a few valuable details and hints, derived, in some instances, from original sources, not altogether devoid of authenticity.

(ibid.: xvii)

But, whose authenticity could not be checked, still less extended, without excavation. And this despite the fact that northern Mesopotamia formed part of the Roman Empire during part of the second and third centuries. It was not even known that the biblical Tower of Babel was merely a folkloric memory of a standard Mesopotamian ziggurat.

The science of accidental survivals The city of Bristol has a double connection with Mesopotamia and Persia, for both Claudius Rich (1787–1821) and Henry Rawlinson (1810–95), who jointly laid the basis for the work of Layard and Paul Emile Botta, were Bristol men. Not coincidentally, Bristol was Britain’s first serious west-facing port, the one from which Cabot had sailed to Nova Scotia in 1497, and a first-rank mercantile centre and a centre for scholarship in the broadest sense. Rich was appointed resident in Baghdad for the remarkable East India Company (cf. Keay 1991) when he was still only 21 years old, yet he arrived in Baghdad via travels at least as extensive and interesting as those undertaken decades later by Layard. The great pioneers were first of all well-educated adventurous travellers. 

It was Rich who provided the first collection of Mesopotamian artefacts in Europe. Nonetheless, when deposited in the British Museum, this collection amounted to ‘a case scarcely three feet square, enclos [ing] all that remained, not only of the great city of Nineveh, but of Babylon itself’ (Layard op.cit.: xxii). However, what laid the specific basis and inspiration for subsequent excavation was the publication in London in 1815 of Rich’s Memoir on the Ruins of Babylon and his expanded Second Memoir on Babylon in 1818 which, according to Seton Lloyd (1980:65), Virtually exhausted the possibilities of inference without excavation’. 

They did, however, arouse interest all over Europe. Nonetheless, it was not the British who first followed up the possibilities, but the French, sending the naturalist and oriental scholar Paul Emile Botta to represent them as consular agent in Mosul. It was he who discovered the site of Kuyunjik, where in December 1842 ‘the first modest trenches were cut in the summit of the palace-mound’ (ibid.: 96), thereby inaugurating over 150 years of excavation in Mesopotamia. Finding only some fragments of alabaster and inscribed bricks, in March of 1843 Botta transferred his excavations to Khorsabad, 22.5 kilometres to the north. There spectacular limestone slabs of sculptured figures were immediately, and gratifyingly, uncovered. This turned out to be the site of Dur Sharrukin, built de novo in the eighth century BC by Sargon II (722–705 BC) as the new capital of Assyria. 

Those finds, which were exactly of the sort wanted at the time, namely spectacular museum exhibits, galvanized Layard. He was at that time employed as assistant to Stratford Canning, the British Ambassador to the Sublime Porte in Istanbul, capital of the Ottoman Empire, of which Mesopotamia, like most of the rest of the Eastern Mediterranean, was then a part. So, early in 1845, Canningput some money at Layard’s disposal to allow him to dig at Nimrud, where he was convinced there were other Assyrian palaces. It took Layard only twelve days to reach Mosul (ibid.:100). He began digging on 9 November at the site of Nimrud, which was the ancient city of Kahlu, biblical Calah (Genesis). Located on the east bank of the Tigris at its junction with the Greater Zab, a major tributary, Nimrud was, from around 880 BC, the second capital of Assyria. 

The earliest, dating from at least the third millennium, was the eponymous city of Ashur. Khorsabad (Dur Sharrukin), about 20 kilometres northeast of Mosul, was built by Sargon II late in the eighth century but was only briefly capital before the move to Nineveh under Sennacherib. In the very first day’s digging two major palaces were discovered on the mound—the Northwest and the Southwest—exposing slabs containing long cuneiform inscriptions and others with inscriptions and scenes of battle. On 28 November the monumental slabs bearing bas-reliefs started coming to light, and from then on it was only a matter of time before the British Museum took over funding in exchange for all the major finds. 

This sensible arrangement nonetheless had to be pressed on reluctant Trustees by Canning and his friends in London. As usual, the BM was excessively parsimonious, and the amounts allocated did not even permit Layard to excavate to standards he would have wished. Instead he was driven ‘to obtain the largest possible number of well preserved objects of art [sic!] at the least possible outlay of time and money’ (ibid.: 108). So it is not that all excavators of the time were blind to the necessity of rigorous methods; rather, then as now, they were painfully aware of the financial, temporal and political constraints upon them. As Layard himself lamented:

The smallness of the sum placed at my disposal [by the BM] compelled me to follow the same plan in the excavations that I had hitherto adopted [when financed by Canning], viz. to dig trenches along the sides of the chambers, and to expose the whole of the slabs, without removing the earth from the centre. Thus, few of the chambers were fully explored, and many small objects of great interest may have been left undiscovered. As I was directed to bury the building with earth after I had explored it, to avoid unnecessary expense, I filled up the chambers with the rubbish [sic!] taken from those subsequently uncovered, having first examined the walls, copied the inscriptions and drawn the sculptures. 

(ibid.)

And for much of the time he had to do this copying himself for lack of a trained draughtsman or artist. By contrast, of Botta’s Monument de Nineve (1849–50) in five large volumes, no less than four comprise drawings by the artist Flandin, specially sent by the French government to illustrate Botta’s finds. Botta’s Khorsabad sculptures were dispatched to the Louvre in 1846. At Nimrud in that year Layard discovered the Black Obelisk of Shalmaneser III, sculpted into twenty small reliefs covering all four sides and bearing a long cuneiform inscription beneath. 

It includes a reference to the King of Judah bringing tribute. By 1847, in addition to confirming the sites of both Nimrud and Nineveh, Layard had ‘discovered the remains of no less than eight Assyrian palaces connected, as was subsequently proved, with such illustrious names as Assurnasiripal, Sargon [II], Shalmaneser, Tiglath-pileser, Adad-nirari, Esarhaddon and Sennacherib’ (Lloyd 1980:122). He shipped to the British Museum hundreds of tons of sculpture and the Black Obelisk. Layard’s finds during his second season, from 1849 to 1851 are, if anything, more important, for it was during that campaign that he found Sennacherib’s library: cuneiform clay tablets covering the floor of two large chambers to over 30 centimetres in depth. Three years later, Hormuzd Rassam, Layard’s former assistant and successor, found the archive of Sennacherib’s grandson Assur-banipal. Despite large excavation losses, together they amounted to over 24,000 whole or largely intact tablets (Campbell-Thomson 1929, cited in Lloyd 1980:126). Much of what we know of Mesopotamian arts and sciences comes from copies lodged in those Assyrian libraries. 

Fortunately, cuneiform could by now be read. It was, however, not Claudius Rich, but his successor from 1843 in the Baghdad Residency (replacing a certain Colonel Taylor), Henry Creswicke Rawlinson, who was the first to translate cuneiform. And he did this not from clay tablets, of which very few were known at that time, but from a great trilingual inscription carved into the rock at Behistun, 122 metres above the road from Hamadan to Kermanshah, about 35 kilometres east of Kermanshah, in what was then Persia. The Behistun inscriptions are the Rosetta Stone of Assyriology. The Behistun inscriptions were copied by Rich between 1835 and 1837, when he was resident at Kermanshah as military adviser to the Shah’s brother, the governor of Kurdistan. It is a declamation in Persian, Elamite and Babylonian by ‘Darius, the King, son of Darius’ trumpeting his genealogy and triumphs. As Persian is an Indo-European language, this and the titulary (the proper names and descent indications) assisted translation, so that as early as 1837 Rawlinson had succeeded in deciphering the first two paragraphs of the inscription, and this was sent as a paper to the Royal Asiatic Society. It is from this paper of 1837 and another in 1839 that Rawlinson was hailed as the ‘father of cuneiform’. 

Babylonian, a semitic language, and Elamite, one, like Sumerian, without known associations, all remained to be tackled. But at least cuneiform script was no longer inscrutable by 1840. In 1846 a complete translation by Rawlinson was published in two volumes by the Royal Asiatic Society as The Persian Cuneiform Inscription at Behistun. Rawlinson later capped this with his famous memoir: On the Babylonian Translation of the Great Persian Inscription at Behistun. Indeed, this Old Persian text is the earliest known example. The Rosetta Stone itself, discovered when the Napoleonic expedition was reinforcing the fort at Rosetta in the Delta, was immediately recognized as amajor find by Pierre Bouchard, an engineering officer. Taken to Alexandria, French scholars immediately began to translate the Greek inscription, which occurred under two texts in unknown scripts. 

When the Egyptian campaign was lost, the stone passed into British hands and was sent to London, where the Society of Antiquaries made copies and casts for distribution to scholars in universities. It is now displayed in the British Museum. Bearing inscriptions in Greek, Egyptian hieroglyphic and Egyptian demotic, this priestly decree of 196 BC ‘deals with the honours heaped on Ptolemy V Epiphanes, by the temples of Egypt on the occasion of the first anniversary of his coronation’ (James 1983:16). This stela enabled Jean François Champollion (1790–1832) of Figeac to translate Egyptian hieroglyphs for the first time (1822– 4). It was a most fitting culmination of the efforts of the scholars accompanying Napoleon’s expedition, who conducted the first comprehensive scientific survey of Egyptian antiquities (as scholars had accompanied Alexander of Macedon’s great eastern expedition). 

Their researches were lavishly published by the state between 1809 and 1828 as Description de l’Egypt, comprising nine volumes of text and eleven volumes of illustration, for which 200 artists prepared over 3,000 figures. They were not confined to monuments and topography, but showed the flora, fauna and ethnology also. The whole project represents a great monument to the Enlightenment, as was the French archaeological work undertaken in Rome during the Napoleonic Wars (cf. Ridley 1992). There had been many expeditions to Egypt during the eighteenth century from a number of European countries. Indeed, one published in 1735 was also entitled ‘Description of Egypt’: ‘containing many strange observations on the ancient and modern Geography of this country, on its ancient monuments, its morals, customs, the religion of its inhabitants, on its animals, trees, plants…’ by Louis XIV’s Consul General in Egypt, Benoit de Maillet, a great procurer of antiquities, but also a considerable scholar. 

Egypt had never been cut off from the rest of the Mediterranean and Europe in the way that Mesopotamia had been. Ease of access up the Nile had made Egypt, with its distinctive geography, exotic culture and massive monuments, a favourite tourist resort for Greeks and then Romans. Scholars from both societies also visited and published invaluable accounts: Herodotus and Strabo, Didorus Siculus and Plutarch. And so, after the Renaissance recovery of ancient Greece, Egypt was the first ancient civilization to be rediscovered. In a sense it had never been ‘lost’, embedded as it was in both biblical texts and classical authors, the twin pillars of western culture. From the early seventeenth century, Capuchin and Dominican monks and Jesuits had bases in Cairo from which to preach the Gospel. In a scientific spirit, just before the outbreak of the English Civil Wars, the astronomer John Greaves visited Giza and Saqqara in 1638–9. In 1646 he published a description of the pyramids, providing both measurements of them and references to earlier work including writers in Arabic. In 1726, Claude Sicard, the chief of the Jesuit mission in Cairo, who had travelled throughoutEgypt and mapped it, published the first detailed geographical account, his Geographical Comparison of Ancient and Modern Egypt. Temples and towns, pyramids and sphinx, the desert and the sown, the river and the sky; fabled antiquity amidst pressing immediacy. 

The sheer contrasts of Egypt, then as now, were irresistible to tourists as well as to scholars. Unfortunately, the country was thereby also open to vandalism and souvenir hunting. This ease of access by water, plus the ease of clearing away sand or sandy soil, made despoliation of Egyptian antiquities all too easy; not just by visitors, or even by treasure plunderers, but also by natives stripping stonework to build other structures, or by peasant sebakh digging, that is, seeking organic material for fertilizing fields. Grave and tomb robbing was also a native tradition reaching back to antiquity. Indeed, toward the end of the third millennium, during the First Intermediate Period, King Merikare of the Ninth/Tenth Dynasty (Herakleopolitan) admitted to his son that he had been guilty of looting tombs, and records of ancient trials for looting survive from more stable periods. Nothing in Egypt was safe, and this is what prompted the novelist Amelia Edwards to call the Egypt Exploration Fund into being in 1882 (after 1919 Egypt Exploration Society), the task essentially being that of rescue or conservation archaeology. Broad support was, however, gained from the appeal to biblical archaeology, in particular, as the public announcement stated, to excavate in the Delta, for ‘here must undoubtedly lie concealed the documents of a lost period of Biblical history—documents which we may confidently hope will furnish the key to a whole series of perplexing problems’ (Drower 1982:9). 

Again the society’s sponsors included the Archbishop of Canterbury, the Chief Rabbi, several bishops, Lord Carnarvon, energetic President of the Society of Antiquaries, in addition to Sir Henry Layard, Robert Browning and Professor Thomas Huxley, Darwin’s associate. The immensity of this challenge is what kept William Matthew Flinders Petrie (1853–1942) in the field for over 50 years from 1880, the longest period of fieldwork ever undertaken by any individual (cf. Drower 1985). When he arrived in Egypt, even the official antiquities service established by Auguste Mariette was still really only interested in objets d’art, while some few scholars back in Europe were interested in texts. Indeed, Mariette had originally been sent out to find Coptic texts. Appointed Director of Excavations in 1858 by the Khedive, Said Pasha, Mariette exercised autocratic power, ‘forbidding anyone but himself to excavate, he undertook far more than he could effectively control’, for what his personal control might have been worth. Alas
dynamite was employed to remove obstacles, and later buildings ruthlessly removed to reveal the earlier monuments beneath. The temples of Edfu and Dendera, and a part of Karnak were cleared; mastaba tombs in Maidum and Saqqara were cleared out by the dozen. No adequate record was made of most of his discoveries, and little attempt was made to conserve for posterity what had been exposed.

(Drower 1982:11)

In showing, amongst much else, that sites cannot just be cleared of something regarded as mere overburden to reveal the glories of the artefacts and monuments beneath (as Mariette was wont to do), Petrie helped lay the basis for archaeology as such: that is, as a field discipline and as a branch of historical studies, one where empirical material had to be combined with imagination, and serve as a control upon it to provide genuine insights. For, as he wrote in the opening pages of Methods and Aims in Archaeology:

The power of conserving material…of observing all that can be gleaned; of noticing trifling details which may imply a great deal else; of acquiring and building up a mental picture; of fitting everything into place and not losing or missing any possible clues —all this is the soul of the work, and without it excavating is mere dumb plodding.8 (Petrie 1904:5)

He did this in part by stressing the key importance of pottery, hitherto only valued if intact and ‘artistic’. On the contrary, Petrie argued that mundane pottery, everyday cheap, often homemade stuff, was in fact of higher value to archaeology. It would not form heirlooms, but in its immediate discard and replacement it would serve as temporal and cultural indicators, a view also shared by Worsaae (1821–85), the pioneer of palaeobotany, and by Pitt-Rivers (1827–1900). As ‘the General’ wrote in 1892: ‘the value of relics, viewed as evidence, may…be said to be in an inverse ratio to their intrinsic value’ (Bowden 1991:3). Indeed, like Worsaae (1849:156) before him, who had also emphasized the crucial importance of context, Pitt-Rivers (1887:xvii) stressed the importance of recording the apparently trivial: ‘Every detail should, therefore, be recorded in the manner most conducing to facility of reference, and it ought to at all times to be the chief object of the excavator to reduce his own personal equation to a minimum.’ Further, by seriating pottery into evolutionary sequences, cultural continuity and development over time could be demonstrated, as Petrie famously did with Egyptian predynastic pottery. 

With their artefact-associations, this can be seen to be a powerful and flexible interpretive technique, not merely a substitute for absolute chronology. To this process of seriation (ardently advocated by PittRivers) Petrie gave the name ‘sequence dating’. Stratigraphic relationships at a particular site are used to arrange the order of appearance of attributes in a class of objects. Similar finds from other sites can then be relatively dated by comparison. Each type in the Egyptian predynastic series received a number between 30 and 80, and the series commenced at number 30 to allow for the integration of earlier material when it would be found (Drower 1985:251–2). However, the term ‘typology’ seems to have been invented by the ‘great sequencer’ himself, Pitt-Rivers (Bowden 1991:55), although his latercontemporary, the outstanding Swedish archaeologist Oscar Montelius (1843– 1921), was also justly famous for his typological series. Not for nothing then, was Petrie called by the Egyptians the ‘father of pots’. As he wrote in 1891:

And once settle the pottery of a country, and the key is in our own hands for all future explorations. A single glance at the mound of ruins, even without dismounting, will show as much to anyone who knows the styles of pottery, as weeks of work may reveal to a beginner. (cited in Moorey 1991:29)
But although he planned and recorded thoroughly, and published at the end of each season by dint of working seven-day weeks, Petrie did not record stratigraphic profiles in Egypt, since he was generally dealing with single-period sites, and/or ones swamped with blown sand. When, however, he did excavate a conventional tell (mound) site, as at Tell el-Hesy in Palestine (1890), he did indeed draw a profile, grasping ‘precociously if crudely’ the significance of stratigraphy (ibid.: 28). Stratigraphic excavation techniques were introduced to Japan in 1917 by Hamada Kosaku, a Japanese art historian who had studied with Petrie in England (Barnes 1993:31). We take pottery so seriously now, as an absolutely central component of the material record, that it is hard to appreciate that rigorous excavators of the first decades of the twentieth century—notably those from the Deutsche OrientGesellschaft9—despite their meticulous excavation and recording technique, nevertheless failed to use pottery properly as a sequencing tool. In 1880, Colonel Augustus Lane Fox (1827–1900) became Pitt-Rivers, the change of surname a condition of his inheriting the estate of Cranborne Chase from his uncle Horace Pitt, sixth Baron Rivers, who died childless that year. 

The Colonel, later promoted to Lieutenant General, was now in possession of a property extending over 10,930 hectares and an annual income of around £20, 000 (Bowden 1991:31). With prehistoric sites and Romano-British sites located on his own estate, and with the finances to be able to excavate and publish properly, we see the aforementioned advances coming together in his meticulous work. To the rigour of the military engineer he added considerable anthropological knowledge and research in material culture. And, as with Arthur Evans, the excavator of Knossos from 1900, his private wealth supported thorough and thus lengthy excavation with full three-dimensional recording of everything found. Pitt-Rivers’ lavish, privately printed volumes are the worthy result (1887, 1888, 1892, 1898). By the beginning of the twentieth century, then, archaeology as a discipline with its own distinctive and rigorous methodology had been formed. This is not to say that the rigour of ‘best technique’ was widely or consistently applied early in the century or even during most of it. ‘Best technique’ is in any event itself a moving target.

Although the pioneers practised excavation that we would not recognize as archaeology, without them there would be no archaeology; and without archaeology the greatest expanse of human experience would remain a blank and we would thereby be even more disoriented than we presently are as we tumble into the third millennium.

SOCIAL ARCHAEOLOGY

Archaeology, as it is practised toward the end of the twentieth century, is social archaeology, attempting to reconstruct from artefactual evidence the configuration of a previous society in order to discover how it functioned.10 The lead in this was given by Vere Gordon Childe (1892–1957), the greatest archaeological theorist of the first half of the twentieth century. He was the author of many major publications, professional and popular, and Director of the Institute of Archaeology at the University of London, when in 1950 he published a seminal article entitled ‘The Urban Revolution’. It set out criteria identifying the advent of complex, state-ordered society across the Old World in the Bronze Age. Consciously or not, all contemporary archaeologists use his interpretive criteria in some form. So much is this the case that his concepts have become the ‘natural’ and ‘obvious’ ways to think about early civilizations.

11 And it was Childe, after all, who most cogently pointed out that it is not the real world to which human beings adapt, but what they imagine the world to be like (Trigger 1989: 261). In what follows I use Childe’s criteria as a grid to ensure that like is compared with like in each region examined. For each early civilization I first set out its unique trajectory from Late Palaeolithic to Neolithic, discussing in detail the sites that provide the evidence. From there I examine the Chalcolithic—the period of explosive specialization—urbanism and the rise of the state, in the process characterizing the society so formed. Finally, in order to summarize what has been discovered and to enable crosscultural comparisons to be made, I use Childe’s criteria as a twelve-point checklist concluding each chapter. A summary table of checklist results begins the final chapter, which could be read with advantage before starting the chapters on specific areas.

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